Hong Kong Stock – Pricing
Commissions and Fees
| Items | Charges | Remarks |
|---|---|---|
| Items: Commission | Charges: 0.25% | Remarks: on gross amount minimum: HK$100 (*commission is negotiable) |
| Items: Stamp Duty | Charges: 0.10% | Remarks: on gross amount(round up to nearest dollar)(effective from 17 Nov 2023) |
| Items: Transaction Levy (SFC) | Charges: 0.0027% | Remarks: on gross amount |
| Items: HKEx Trading Fee | Charges: 0.00565% | Remarks: on gross amount |
| Items: CCASS Settlement Fee | Charges: 0.002% | Remarks: on gross amount minimum: HK$2 / maximum: HK$100 |
| Items: AFRC Transaction Levy (Starting from 1 Jan 2022) | Charges: 0.00015% | Remarks: on gross amount (rounded to the nearest cent) |
CCASS Depository Service Charges
| Items | Charges | Remarks |
|---|---|---|
| Items: Transfer Deed | Charges: HK$5 | Remarks: for each transfer deed |
| Items: Physical Stock Deposit | Charges: Nil | Remarks: |
| Items: Physical Stock Withdrawal | Charges: Subject to negotiation | Remarks: |
| Items: Stock Deposit via CCASS (SI) | Charges: Nil | Remarks: |
| Items: Stock Withdrawal via CCASS (SI) | Charges: HK$5 | Remarks: per lot |
| Items: Stock Deposit via CCASS Personal Account (ISI) | Charges: Nil | Remarks: |
| Items: Stock Withdraw via CCASS Personal Account (ISI) | Charges: Subject to negotiation | Remarks: |
Service Charges & Interest Rate
| Items | Charges | Remarks |
|---|---|---|
| Items: Overdue Settlement Charge for Cash Clients’ Transactions | Charges: Prime +8% p.a. | Remarks: Prime Rate will be based on the quoted rate by the Bank Of China (Hong Kong) Limited |
| Items: Resend Daily Account Statement | Charges: HK$30 | Remarks: per copy（By Email） |
| Items: Account Certificate | Charges: HK$200 | Remarks: per case |
| Items: Safekeeping Fee | Charges: up to 1% of market value | Remarks: market value based on previous closing price (per stock) |
Nominee Services & Corporate Actions for HK Stock
| Items | Charges | Remarks |
|---|---|---|
| Items: Scrip Fee | Charges: HK$2.5 | Remarks: per board lot |
| Items: Cash / Scrip Dividends / Coupon Collection Fee | Charges: 0.50% | Remarks: of cash dividend collected minimum: HK$20 |
| Items: Bonus Shares Collection Fee | Charges: Nil | Remarks: |
| Items: Bonus Warrant/Rights Collection Fee | Charges: Nil | Remarks: |
| Items: Rights Subscriptions / Warrants Conversions or Open / Preferential Offers, Cash Offers and All Other Corporate Actions | Charges: HK$2 per board lot. In addition, HK$100 per instruction | Remarks: |
| Items: Handling Charge for Unclaimed Entitlements | Charges: HK$500 | Remarks: per claim and per stock (regardless of the result) plus additional fees for relevant nominee services |
IPO Application Service Charges for HK Stock
| Items | Charges | Remarks |
|---|---|---|
| Items: IPO Application | Charges: HK$100 | Remarks: |
| Items: Canellation or Amendment of IPO | Charges: HK$100 | Remarks: |
Other Charges
| Items | Charges | Remarks |
|---|---|---|
| Items: Currency exchange | Charges: Please contact customer service | Remarks: |
| Items: Chats Handling Charges | Charges: Please contact customer service | Remarks: |
| Items: T/T Handling Charges | Charges: Please contact customer service | Remarks: |
| Items: Returned Cheque | Charges: HK$200 | Remarks: per cheque |
| Items: Stop Payment | Charges: HK$200 | Remarks: per case |
| Items: Account Confirmation Letter | Charges: HK$300 | Remarks: per item |
| Items: Enhanced Due Diligence (if applicable) | Charges: US$2000 | Remarks: per submission |
Notes: Charges and Fees are subject to change without prior notice.
Please contact our Customer Service for updated information.