| New Application | Download Full Package in ZIP format | Download Full Package in ZIP format | |
| New Application | Individual | Entity | |
| 1 | Account Opening | ê | ê |
| 2 | Client Account Agreement | ê | ê |
| 3 | CRS Self-Certification – Individual | ê | |
| 4 | CRS Self-Certification – Entity | ê | |
| 5 | CRS Self-Certification – Controlling Person | ê | |
| 6 | Board Resolutions | ê | |
| 7 | Personal Information Collection Statement Concerning Northbound China Connect Orders | ê | ê |
| 8 | W-8BEN *For U.S. stock trading | ê | |
| 9 | W-8BEN-E *For U.S. stock trading | ê | |
| 10 | W-9 *For U.S. citizen/entity or with “U.S. Indicia” | ê | ê |
| 11 | Risk Disclosure Confirmation Letter | ê | ê |
| Existing Client’s Instructions | Individual | Entity | |
| 12 | Registration Information Change | ê | ê |
| 13 | Third party trading authorization | ê | ê |
| 14 | Request for fund withdrawal | ê | ê |
| 15 | Physical Scrip Withdrawal | ê | ê |
| 16 | Currency Exchange Notice | ê | ê |
| 17 | Closing Account Notice | ê | ê |
| 18 | Securities Instruction Form | ê | ê |
| Voting Instructions | Individual | Entity | |
| 19 | Proxy Corporation Representative Appointment | ê | ê |
| 20 | General Meeting Voting | ê | ê |