Forms and Applications

 New ApplicationDownload
Full Package in ZIP format
Full Package in ZIP format
 New ApplicationIndividualEntity
1Account Openingêê
2Client Account Agreementêê
3CRS Self-Certification – Individualê 
4CRS Self-Certification – Entity ê
5CRS Self-Certification – Controlling Person ê
6Board Resolutions ê
7Personal Information Collection Statement Concerning Northbound China Connect Ordersêê
8W-8BEN *For U.S. stock tradingê 
9W-8BEN-E *For U.S. stock trading ê
10W-9 *For U.S. citizen/entity or with “U.S. Indicia”êê
11Risk Disclosure Confirmation Letterêê
 Existing Client’s InstructionsIndividualEntity
13Registration Information Changeêê
14Third party trading authorizationêê
15Request for fund withdrawalêê
16Physical Scrip Withdrawalêê
17Currency Exchange Noticeêê
18Closing Account Noticeêê
19Securities Instruction Formêê
 Voting InstructionsIndividualEntity
20Proxy Corporation Representative Appointmentêê
21General Meeting Votingêê