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New Application |
Download
Full Package in ZIP format |
Download
Full Package in ZIP format |
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New Application |
Individual |
Entity |
1 |
Account Opening |
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2 |
Client Account Agreement |
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3 |
CRS Self-Certification – Individual |
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4 |
CRS Self-Certification – Entity |
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5 |
CRS Self-Certification – Controlling Person |
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6 |
Board Resolutions |
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7 |
Personal Information Collection Statement Concerning Northbound China Connect Orders |
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8 |
W-8BEN *For U.S. stock trading |
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9 |
W-8BEN-E *For U.S. stock trading |
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10 |
W-9 *For U.S. citizen/entity or with “U.S. Indicia” |
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11 |
Risk Disclosure Confirmation Letter |
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Existing Client’s Instructions |
Individual |
Entity |
12 |
Registration Information Change |
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13 |
Third party trading authorization |
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14 |
Request for fund withdrawal |
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15 |
Physical Scrip Withdrawal |
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16 |
Currency Exchange Notice |
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17 |
Closing Account Notice |
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18 |
Securities Instruction Form |
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Voting Instructions |
Individual |
Entity |
19 |
Proxy Corporation Representative Appointment |
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20 |
General Meeting Voting |
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