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China Stock – Pricing

SHANGHAI & SHENZHEN-HK STOCK CONNECT

Commissions and Fees

Items	Charges	Remarks
Commission	0.25%	on gross amount minimum: CNY100 (*commission is negotiable)
Handling Fee	0.00341%	on gross amount of a transaction per side
Securities Management Fee	0.002%	on gross amount of a transaction per side
Transfer Fee (CSDC)	0.001%	on face value of a transaction per side
Transfer Fee (HKSCC)	0.002%	on face value of a transaction per side
Stamp Duty	0.05%	on gross amount of a transaction on the seller
Portfolio Fee	0.008%	Portfolio value Portfolio value x 0.008% / 365 days (calculated daily, billed monthly)
Cash / Scrip Dividends / Coupon Collection Fee	0.50%	of cash dividend collected minimum: CNY20
Settlement Instruction Fee (Stock Deliver Out)	CNY100	per stock In addition, 0.02% market value (based on previous closing price) [minimum CNY20]
Rights Subscriptions / Warrants Conversions or Open / Preferential Offers, Cash Offers and All Other Corporate Actions	CNY1	per board lot In addition, CNY100 per instruction
Money Settlement Fee: Handling Charge	HK$100	per transaction
Electronic Withdrawal Fee	Up to 1% market value	market value based on previous closing price (per stock)
Custody Fee	Up to 1% market value	market value based on previous closing price (per stock)

SHANGHAI B-SHARE

Commissions and Fees

SHENZHEN B-SHARE

Commissions and Fees

Notes: Charges and Fees are subject to change without prior notice.
Please contact our Customer Service for updated information.