Forms and Applications

New Application Download Full Package in ZIP format Download Full Package in ZIP format
  New Application Individual Entity
1 Account Opening ê ê
2 Client Account Agreement ê ê
3 CRS Self-Certification – Individual ê  
4 CRS Self-Certification – Entity ê
5 CRS Self-Certification – Controlling Person ê
6 Board Resolutions ê
7 Personal Information Collection Statement Concerning Northbound China Connect Orders ê ê
8 W-8BEN *For U.S. stock trading ê
9 W-8BEN-E *For U.S. stock trading ê
10 W-9 *For U.S. citizen/entity or with “U.S. Indicia” ê ê
11 Risk Disclosure Confirmation Letter ê ê
 
Existing Client’s Instructions Individual Entity
12 Registration Information Change ê ê
13 Third party trading authorization ê ê
14 Request for fund withdrawal ê ê
15 Physical Scrip Withdrawal ê ê
16 Currency Exchange Notice ê ê
17 Closing Account Notice ê ê
18 Securities Instruction Form ê ê
   
Voting Instructions Individual Entity
19 Proxy Corporation Representative Appointment ê ê
20 General Meeting Voting ê ê
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